Anita Kurtz

V.P. of Administration

Anita joined the Law Enforcement Group in 2008. Anita serves as our FINRA Registered Field Assistant and Chief Compliance Officer, where she monitors our firm's policies and procedures to ensure they meet strict regulatory governance requirements.  Anita's responsibilities also include managing our information technology needs, human resources, advisor licensing and contracting and general firm support. Anita holds a California Notary Public Commission as well as FINRA Series 7 (General Securities Representative), 63 (Uniform Securities Agent State Law Examination), 24 (General Securities Principal) and 51 (Municipal Fund Securities Principal) securities licenses. Anita received her B.S. in Business Management from the University of Redlands in December, 2015. She enjoys reading, gardening, cooking, baking and making handmade greeting cards.

Phone 818-609-7575
Fax 818-609-0185